ArcaEx
Rules
Pending Rule Filings
Regulatory Bulletins
Weekly Bulletins
Financial/Operational Compliance
Arbitration Department
Disciplinary Sanctions


Home

Investor Relations

Regulation

Site Map

Site Requirements

Contact Us
Pending Regulation Filings
You must have Adobe® Acrobat® Reader installed on your computer to view the Pending Rule Filings. Download Adobe® Acrobat® Reader here.

2012 Pending Rule Filings

Filing Date

Pending Rule Filing

Subject
No filings for 2012.


2011 Pending Rule Filings

Filing Date

Pending Rule Filing

Subject
No filings for 2011.


2010 Pending Rule Filings

Filing Date

Pending Rule Filing

Subject
No filings for 2010.


2009 Pending Rule Filings

Filing Date

Pending Rule Filing

Subject
No filings for 2009.


2008 Pending Rule Filings

Filing Date

Pending Rule Filing

Subject
No filings for 2008.


2007 Pending Rule Filings

Filing Date

Pending Rule Filing

Subject
5/25/2007

SR-NYSEArca-2007-50

Primary Sweep Orders
5/24/2007

SR-NYSEArca-2007-49

Options Short Sales
5/24/2007

SR-NYSEArca-2007-48

Equities Short Sales
5/16/2007

SR-NYSEArca-2007-47

iShares FTSE EPRA/NAREIT Asia Index Fund
5/24/2007

SR-NYSEArca-2007-46

Royalty and Booth Fees
5/15/2007

SR-NYSEArca-2007-45

US Natural Gas LP Fund
5/15/2007

SR-NYSEArca-2007-44

Wave Securities - Rule 14.3
5/11/2007

SR-NYSEArca-2007-43

iShares COMEX Gold Trust
5/3/2007

SR-NYSEArca-2007-42

$1 Strike Pilot Extension
4/27/2007

SR-NYSEArca-2007-41

SPDRs Trading Sessions
5/11/2007

SR-NYSEArca-2007-40

Closing Auctions for ETFs - Rule 7.35(e)
4/20/2007

SR-NYSEArca-2007-39

Rule 7.34 Trading Sessions
5/7/2007

SR-NYSEArca-2007-38 Amendment 1

Rule 6.80 Cabinet Trades
4/17/2007

SR-NYSEArca-2007-38

Rule 6.80 Cabinet Trades
4/10/2007

SR-NYSEArca-2007-37

StateShares ETFs
5/17/2007

SR-NYSEArca-2007-36 Amendment 1
This amendment replaces the filing in its entirety.

Fixed Income Generics
4/3/2007

SR-NYSEArca-2007-35

Fee Schedule Revisions
5/2/2007

SR-NYSEArca-2007-34 Amendment 1
This amendment replaces the filing in its entirety.

No Lead Market Maker

3/28/2007

SR-NYSEArca-2007-33

Changes to Certificate of Incorporation of NYSE Euronext
3/23/2007

SR-NYSEArca-2007-32

PowerShares Trading Sessions
3/22/2007

SR-NYSEArca-2007-30

Sub-Dollar Transactions Fees
3/20/2007

SR-NYSEArca-2007-29

Wake Up Quotes
3/19/2007

SR-NYSEArca-2007-28 Amendment 1

Linkage Order 5-second Processing

3/14/2007

SR-NYSEArca-2007-28

Linkage Order 5-second Processing
3/9/2007

SR-NYSEArca-2007-27

iShares FTSE NAREIT Residential Index Fund
3/2/2007

SR-NYSEArca-2007-26

Order Definition Clarifications - Rule 6.62
3/5/2007

SR-NYSEArca-2007-25 Amendment 1

Options Fee Cap Pilot Extension
2/28/2007

SR-NYSEArca-2007-25

Options Fee Cap Pilot Extension
2/28/2007

SR-NYSEArca-2007-24

Emerging from Bankruptcy Listing Fee Waiver
2/26/2007

SR-NYSEArca-2007-23

Order Routing Fee
5/3/2007

SR-NYSEArca-2007-22 Amendment 2

Listing Fee changes for ETF, Derivative and Closed-End Fund Products
5/1/2007

SR-NYSEArca-2007-22 Amendment 1

Listing Fee changes for ETF, Derivative and Closed-End Fund Products
2/26/2007

SR-NYSEArca-2007-22

Listing Fee changes for ETF, Derivative and Closed-End Fund Products
2/23/2007

SR-NYSEArca-2007-21

Limited Partner Exemption
2/23/2007

SR-NYSEArca-2007-19

Position Limit Pilot Extension
2/22/2007

SR-NYSEArca-2007-18

Reg NMS Changes Delay
3/6/2007

SR-NYSEArca-2007-17

Dual Listing Fee Waiver
2/14/2007

SR-NYSEArca-2007-16

Size Quote Pilot Extension
2/2/2007

SR-NYSEArca-2007-12
Withdrawn and replaced by SR-NYSEArca-2007-18

Reg NMS Changes
1/25/2007

SR-NYSEArca-2007-09

Marketing Services for NYSE Arca Tech 100
1/31/2007

SR-NYSEArca-2007-07 Amendment 2
This amendment replaces Amendment 1 in its entirety.

Penny Pilot Fees

1/22/2007

SR-NYSEArca-2007-07

Penny Pilot Fees
1/18/2007

SR-NYSEArca-2007-06

Obvious Errors in Options Transactions
2/13/2007

SR-NYSEArca-2007-05 Amendment 1

NYSE Arca Euronext Combination
1/12/2007

SR-NYSEArca-2007-05

NYSE Arca Euronext Combination
1/12/2007

SR-NYSEArca-2007-04

OTP Capitalization
1/12/2007

SR-NYSEArca-2007-03

ETP Capitalization


2006 Pending Rule Filings

Filing Date

Pending Rule Filing

Subject
11/7/2006

SR-NYSEArca-2006-83

OTP Holder and OTP Firm Administrative Procedures
11/7/2006

SR-NYSEArca-2006-82

ETP Holder Administrative Procedures
5/4/2007

SR-NYSEArca-2006-76 Amendment 2
This amendment replaces the filing in its entirety.

Nuveen Commodities Funds
9/22/2006

SR-NYSEArca-2006-65

iShares GS Commodity Sub-Indexes
9/5/2006

SR-NYSEArca-2006-56

Information Barriers
9/1/2006

SR-NYSEArca-2006-53

17d-2 Agreement
1/12/2007

SR-NYSEArca-2006-51 Amendment 1
This amendment replaces the filing in its entirety.

Options Registrations
1/12/2007

SR-NYSEArca-2006-50 Amendment 1
This amendment replaces the filing in its entirety.

Equities Registrations
8/17/2006

SR-NYSEArca-2006-47 Amendment 1

Voluntary Delisting Procedures

7/7/2006

SR-NYSEArca-2006-44

Clearly Erroneous Executions
7/25/2006

SR-NYSEArca-2006-40

Proposal to change rules governing the use of telephones on the trading floor
5/23/2006

SR-NYSEArca-2006-23

Data Pilot Program


2005 Pending Rule Filings

Filing Date

Pending Rule Filing

Subject
No filings for 2005.


2004 Pending Rule Filings

Filing Date

Pending Rule Filing

Subject
No filings for 2004.


2003 Pending Rule Filings

Filing Date

Pending Rule Filing

Subject
No filings for 2003.


The Book ArcaVision
Auction / Halted Arca Most Active
Subscribe to ArcaVision

Use constitutes acceptance of Terms of Use and Privacy Policy.

©Copyright 2000-2012 Archipelago Holdings, Inc.