2006 Regulatory Bulletins (RB) |
Bulletin |
Date |
Subject |
RB-06-54 |
Dec 20 |
iPath Exchange-Traded Notes MSCI India Total Return Index
|
RB-06-53 |
Dec 19 |
PowerShares Exchange-Traded Fund Trust - 3 ETF's
|
RB-06-52 |
Dec 15 |
First Trust Value Line Dividend Index Fund
|
RB-06-51 |
Dec 15 |
Listing of Four iShares Exchange Traded Funds
|
RB-06-50 |
Dec 14 |
Claymore Exchange-Traded Fund Trust - Four ETF's
|
RB-06-49 |
Dec 6 |
First Trust Value Line Equity Allocation Index Fund
|
RB-06-48 |
Nov 30 |
PowerShares Exchange Traded Trust - 5 ETF's
|
RB-06-47 |
Nov 16 |
iShares KLD 400 Social Index Fund
|
RB-06-46 |
Nov 16 |
Vanguard High Dividened Yield ETF
|
RB-06-45 |
Nov 8 |
Clearly Erroneous Execution Panel Fee
|
RB-06-44 |
Nov 6 |
Rydex ETF Trust – Nine S&P Equal Weight ETF’s
|
RB-06-43 |
Nov 6 |
Disciplinary Sanctions Imposed
|
RB-06-42 |
Oct 23 |
PowerShares Exchange-Traded Fund’s – Listed Private Equity, WilderHill Progessive Energy, and Cleantech Portfolio
|
RB-06-41 |
Oct 19 |
Listing of Fifteen iShares Exchange Traded Funds
|
RB-06-40 |
Oct 13 |
Market Vectors ETF Trust
|
RB-06-39 |
Oct 12 |
WisdomTree Trust Ten International ETF's
|
RB-06-38 |
Oct 12 |
PowerShares Dynamic MagniQuant Portfolio
|
RB-06-37 |
Oct 11 |
PowerShares DB G10 Currency
|
RB-06-36 |
Oct 11 |
PowerShares Exchange-Traded Fund’s – Ten Dynamic ETF’s
|
RB-06-35 |
Sep 26 |
PowerShares Exchange-Traded Fund Trust’s
|
RB-06-34 |
Sep 20 |
Listing of Five iShares® S&P Global Index Exchange Traded Funds
|
RB-06-33 |
Sep 20 |
Claymore Exchange-Traded Funds
|
RB-06-32 |
Aug 23 |
Vanguard® Mid-Cap Value ETF Shares
Vanguard® Mid-Cap Growth ETF Shares
|
RB-06-31 |
Aug 15 |
iPath Exchange-Traded Notes Linked to the Goldman Sachs Crude Oil Total Return Index
|
RB-06-30 |
Aug 8 |
Disciplinary Sanctions Imposed
|
RB-06-29 |
Aug 3 |
iPath Exchange-Traded Notes Linked to the GSCI Total Return Index
|
RB-06-28 |
Jul 26 |
iPath Dow Jones – AIG Commodity Index Total Return
|
RB-06-27 |
Jul 20 |
iShares GSCI Commodity-Indexed Trust
|
RB-06-26 |
Jul 12 |
ProShares Trust – UltraShort
|
RB-06-25 |
Jul 10 |
First Trust DB Strategic Value Index Fund
|
RB-06-24 |
Jun 27 |
CurencySharesSM Trust's
|
RB-06-23 |
Jun 22 |
First Trust Amex® Biotechnology Index Fund First Trust Dow Jones Internet IndexSM Fund
|
RB-06-22 |
Jun 21 |
ProShares Trust
|
RB-06-21 |
Jun 21 |
streetTRACKS® Series Trust
|
RB-06-20 |
Jun 16 |
WisdomTree Domestic & International Equity Funds
|
RB-06-19 |
May 26 |
United States Oil Fund L.P.
|
RB-06-18 |
May 23 |
Powershares International dividend achievers PID
|
RB-06-17 |
May 19 |
Market Vectors - Gold Miners ETF Trust
|
RB-06-16 |
May 10 |
Disciplinary Sanctions Imposed and Arbitration Awards Rendered
|
RB-06-15 |
May 3 |
Ten iShares Dow Jones Index Funds
|
RB-06-14 |
May 2 |
DB Commodity Index Tracking Fund
|
RB-06-13 |
Apr 27 |
iShares Silver Trust SLV
|
RB-06-12 |
Apr 27 |
Vanguard Dividend Appreciation Viper Shares
|
RB-06-11 |
Apr 24 |
First Trust Nasdaq-100 Technology Index
|
RB-06-10 |
Apr 24 |
First Trust Nasdaq-100 Equal Weigh Index
|
RB-06-09 |
Apr 12 |
First Trust IPOX-100 Index Fund
|
RB-06-08 |
Mar 14 |
First Trust Morningstar Dividend Leaders Index Fund
|
RB-06-07 |
Mar 6 |
Rydex Growth & Value ETF
|
RB-06-06 |
Feb 15 |
PowerShares Zacks Small Cap ETF
|
RB-06-05 |
Feb 13 |
Rydex Euro Currency Trust Info
|
RB-06-04 |
Feb 3 |
SPDR® Biotech ETF, SPDR¨ Homebuilders ETF, SPDR Semiconductor ETF
|
RB-06-03 |
Feb 3 |
Disciplinary Sanctions Imposed and Arbitration Awards Rendered
|
RB-06-02 |
Jan 6 |
FOCUS Reports and Annual Compliance Forms
|
RB-06-01 |
Jan 6 |
NYSE to perform Financial and Operational Compliance Department ("FOCD") duties as an agent of PCX & PCXE
|
