2004 Rule Adoption Notices (RAN) |
Bulletin |
Date |
Subject |
RAN-04-60 |
Dec 17 |
PCX Equities, Inc. - Proactive if Locked Reserve Order Modifier
(File No. SR-PCX-2004-59) |
RAN-04-59 |
Dec 13 |
iShares FTSE/Xinhua China 25 Index
(File No. SR-PCX-2004-99) |
RAN-04-58 |
Nov 30 |
PCX Equities, Inc. - Corporate Governance
(File No. SR-PCX-2004-108) |
RAN-04-57 |
Nov 30 |
Arbitration Pilot Rule Extension
(File No. SR-PCX-2004-104) |
RAN-04-56 |
Nov 29 |
PCX Equities, Inc. - Routing Orders Away
(File No. SR-PCX-2004-77) |
RAN-04-55 |
Nov 29 |
PCX Equities, Inc. - Closing Auction on ETFs
(File No. SR-PCX-2004-98) |
RAN-04-54 |
Nov 29 |
Arbitrator Classification, Challenges and Disclosure
(File No. SR-PCX-2004-80) |
RAN-04-53 |
Nov 23 |
PCX Equities, Inc. - Regulation M
(File No. SR-PCX-2004-102) |
RAN-04-52 |
Nov 23 |
PCX Equities, Inc. - Cross and Post Order Modifier
(File No. SR-PCX-2004-90) |
RAN-04-51 |
Nov 5 |
Priority and Order Allocation Procedures for PCX Plus
(File No. SR-PCX-2004-78) |
RAN-04-50 |
Oct 28 |
PCX Automated Opening Rotations Pilot Program Extension
(File No. SR-PCX-2004-97) |
RAN-04-49 |
Oct 28 |
Minimum Size Guarantee for Linkage
(File No. SR-PCX-2004-84) |
RAN-04-48 |
Oct 25 |
Obvious Error Rule
(File No. SR-PCX-2004-87) |
RAN-04-47 |
Oct 21 |
Facilitation Crossing Rule
(File No. SR-PCX-2004-64) |
RAN-04-46 |
Oct 18 |
$5 Quotation Spreads
(File No. SR-PCX-2004-89) |
RAN-04-45 |
Oct 18 |
Requirement that Financial/Operation Principals of PCX OTP Firms Successfully Complete the Series 27 Examination
(File No. SR-PCX-2004-86) |
RAN-04-44 |
Sep 29 |
PCX Sanctioning Guidelines
(File No. SR-PCX-2004-45) |
RAN-04-43 |
Sep 27 |
Income Deposit Securities
(File No. SR-PCX-2004-60) |
RAN-04-42 |
Sep 23 |
PCXE Minor Rule Plan
(File No. SR-PCX-2004-29) |
RAN-04-41 |
Sep 13 |
Minimum Terms for Equity Linked Notes
(File No. SR-PCX-2004-75) |
RAN-04-22 |
Sep 10 |
Exchange Examination Requirements
(Files No. SR-PCX-2004-51 and SR-PCX-2004-71) |
RAN-04-40 |
Sep 8 |
Don't Arb Me Order Modifier
(File No. SR-PCX-2004-49) |
RAN-04-39 |
Sep 8 |
PCX Equities, Inc.'s Ability to Waive an Examination Requirement for an ETP Applicant
(File No. SR-PCX-2004-70) |
RAN-04-38 |
Aug 25 |
Arca Holdings Reorganization
(File No. SR-PCX-2004-56) |
RAN-04-37 |
Aug 25 |
Arca Processing of Incoming ITS Commitments
(File No. SR-PCX-2004-67) |
RAN-04-36 |
Aug 25 |
Closing Price Collars
(File No. SR-PCX-2004-66) |
RAN-04-35 |
Aug 23 |
Extension of $1 Strike Pilot Program
(File No. SR-PCX-2004-61) |
RAN-04-34 |
Aug 23 |
Plan of Delegation of Functions by the Pacific Exchange, Inc. to PCX Equities, Inc.
(File No. SR-PCX-2004-79) |
RAN-04-33 |
Aug 17 |
Listing of an Affiliate or Entity that Operates and/or Owns a Trading System or Facility of the Exchange
(File No. SR-PCX-2004-76) |
RAN-04-32 |
Aug 12 |
Floor Broker Interaction with Electronic Book Executions via System Alert Messages
(File No. SR-PCX-2004-69) |
RAN-04-31 |
Aug 10 |
Elimination of the Ability of Floor Brokers and Market Makers to Manually Trade with Orders and Quotes with Size in the Consolidated Book
(File No. SR-PCX-2004-47) |
RAN-04-30 |
Aug 10 |
Handling of Orders Pursuant to Intermarket Linkage
(File No. SR-PCX-2004-73) |
RAN-04-29 |
Jul 23 |
Time for Entering Orders Eligible for Closing Auction.
(File No. SR-PCX-2004-14) |
RAN-04-26 |
Jul 19 |
System Phase-In for PCX Plus
(File No. SR-PCX-2004-57) |
RAN-04-28 |
Jul 16 |
Extension Automatic Execution System Incentive Pilot Program
(File No. SR-PCX-2004-54) |
RAN-04-27 |
Jul 16 |
Handling of Satisfaction Orders Pursuant to Intermarket Linkage
(File No. SR-PCX-2004-34) |
RAN-04-25 |
Jul 15 |
PNP Plus Orders
(File No. SR-PCX-2004-12) |
RAN-04-24 |
Jul 15 |
Extension of Automatic Execution System Book Function Pilot Program
(File No. SR-PCX-2004-55) |
RAN-04-23 |
Jul 15 |
Principal Acting as Agent Orders Pursuant to Intermarket Linkage
(File No. SR-PCX-2004-33) |
RAN-04-21 |
Jun 23 |
Extension of a Pilot Program Pursuant to Intermarket Linkage for Trade-Throughs that Occur at the End of the Trading Day
(File No. SR-PCX-2004-38) |
RAN-04-20 |
Jun 16 |
Extension of $1 Strike Pilot Program
(File No. SR-PCX-2004-39) |
RAN-04-19 |
Jun 16 |
Preventing Locks and Crosses in PNP Orders for ITS Trade-Through Exempt Securities
(File No. SR-PCX-2004-52) |
RAN-04-18 |
Jun 15 |
Corporate Governance for Listed Companies
(File No. SR-PCX-2003-35) |
RAN-04-17 |
Jun 7 |
Demutualization - click here for the New Rules of the PCX due to demutualization.
(File No. SR-PCX-2004-08) |
RAN-04-16 |
Jun 1 |
FOCUS Report Late Fees
(File No. SR-PCX-2004-28) |
RAN-04-15 |
Jun 1 |
FOCUS Report Late Fees
(File No. SR-PCX-2004-27) |
RAN-04-14 |
Jun 1 |
ArcaEx Closing Auction
(File No. SR-PCX-2004-25) |
RAN-04-13 |
Apr 14 |
ArcaEx Closing Auction
(File No. SR-PCX-2003-24) |
RAN-04-12 |
Apr 8 |
Index-Linked Exchangeable Notes
(File No. SR-PCX-2004-01) |
RAN-04-11 |
Apr 5 |
Trading Hours for Options on ETFs
(File No. SR-PCX-2004-16) |
RAN-04-10 |
Mar 29 |
Index Options
(File No. SR-PCX-2003-60) |
RAN-04-09 |
Mar 23 |
Bid-Ask Differentials
(File No. SR-PCX-2004-18) |
RAN-04-08 |
Mar 23 |
Registration of Employees of Member Organizations
(File No. SR-PCX-2004-07) |
RAN-04-07 |
Mar 15 |
Ratio Orders
(File No. SR-PCX-2004-09) |
RAN-04-06 |
Mar 10 |
Options on Fixed-Income ETFs
(File No. SR-PCX-2004-06) |
RAN-04-05 |
Mar 3 |
ArcaEx Elimination of Posting Period for an Application for Reinstatement
(File No. SR-PCX-2004-02) |
RAN-04-04 |
Feb 23 |
ArcaEx Information Barriers
(File No. SR-PCX-2003-49) |
RAN-04-03 |
Feb 23 |
ArcaEx Initial Listing Requirements
(File No. SR-PCX-2003-62) |
RAN-04-02 |
Feb 9 |
PCX Audit Committee
(File No. SR-PCX-2003-36) |
RAN-04-01 |
Feb 6 |
ArcaEx Market Maker Obligations
(File No. SR-PCX-2003-59) |
